[Download] "Form ADV and Investment Advisers Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)" by The Law Library # eBook PDF Kindle ePub Free

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eBook details

• Title: Form ADV and Investment Advisers Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
• Author : The Law Library
• Release Date : January 21, 2018
• Genre: Law,Books,Professional & Technical,
• Pages : * pages
• Size : 419 KB

Description

The Law Library presents the complete text of the Form ADV and Investment Advisers Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition).
Updated as of May 29, 2018

The Securities and Exchange Commission (the “Commission” or “SEC”) is adopting amendments to Form ADV that are designed to provide additional information regarding advisers, including information about their separately managed account business, incorporate a method for private fund adviser entities operating a single advisory business to register using a single Form ADV, and make clarifying, technical and other amendments to certain Form ADV items and instructions. The Commission also is adopting amendments to the Advisers Act books and records rule and technical amendments to several Advisers Act rules to remove transition provisions that are no longer necessary.

This ebook contains:
- The complete text of the Form ADV and Investment Advisers Act (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition)
- A dynamic table of content linking to each section
- A table of contents in introduction presenting a general overview of the structure

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